The space to think and create.

Helios’ core services arrangements are for investment managers who have their GRC program and framework in place, but need someone to execute the day-to-day tasks so they can spend their intellectual capital, focus, and energy unlocking and delivering their “next.”

When helping you perform your core functions, Helios adapts to your way of doing them. We recognize that each investment manager has their way of doing things, and when we support you, we assimilate ourselves to your methodologies, and more importantly, your culture.

Helios can perform many core functions on an ongoing basis or during an interim period while you pursue a more permanent solution. Examples of core functions we can help with include:

• Outsourced CCO functions
• Policy & procedure testing
• Regulatory filings preparation (e.g. Form ADV, Form CRS, Form PF, etc.)
• Third-party operational due diligence
• Social medial reviews
• Marketing materials reviews
• Expert network chaperoning
• Code of Ethics administration
• Electronic communications reviews
• Compliance calendar creation & maintenance
• Compliance training
• Other functions